Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laith Amer Al Tikriti | 2277529 | 5 | 12/18/2003 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| John Warren Hardy | 1008867 | 1 | 11/23/2003 | Customer Dispute | Closed-No Action | $11,000.00 | $0.00 | See FINRA Report |
| Bruce Kerlee Broussard | 1982453 | 1 | 11/17/2003 | Customer Dispute | Closed-No Action | $25,718.10 | $0.00 | See FINRA Report |
| Christopher Michael Bones | 2767425 | 3 | 11/10/2003 | Customer Dispute | Closed-No Action | $24,100.00 | $0.00 | See FINRA Report |
| Michael Lewandoski | 2870828 | 2 | 10/05/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Sarah Gardner Bartlett | 2433429 | 1 | 07/19/2003 | Customer Dispute | Closed-No Action | $122,598.00 | $0.00 | See FINRA Report |
| Roger Scott Green | 1795639 | 3 | 05/15/2003 | Customer Dispute | Closed-No Action | $8,694.00 | $0.00 | See FINRA Report |
| Edward Michael Winters | 1754074 | 1 | 05/15/2003 | Customer Dispute | Closed-No Action | $150,527.00 | $0.00 | See FINRA Report |
| Malcolm Roger Parks | 1900191 | 1 | 04/13/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brian Neal Everett | 1250585 | 3 | 04/11/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |