Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maurice Gordon Stuffmann | 439058 | 3 | 04/20/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Maurice Gordon Stuffmann | 439058 | 3 | 03/21/2011 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Maurice Gordon Stuffmann | 439058 | 3 | 09/26/2001 | Customer Dispute | Settled | $180,079.00 | $0.00 | See FINRA Report |