Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Anthony Kieffer | 269086 | 3 | 07/07/2020 | Customer Dispute | Settled | $135,000.00 | $0.00 | See FINRA Report |
| Thomas Anthony Kieffer | 269086 | 3 | 06/01/2020 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Thomas Anthony Kieffer | 269086 | 3 | 05/12/2017 | Customer Dispute | Settled | $89,000.00 | $0.00 | See FINRA Report |
| Timothy David Hunt | 714168 | 1 | 12/26/2001 | Customer Dispute | Settled | $63,981.00 | $0.00 | See FINRA Report |