Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valley Financial Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shannon Littlejohn | 2834715 | 1 | 03/31/2022 | Customer Dispute | Denied | $29,425.60 | $0.00 | See FINRA Report |
| Brian Mark Stigliano | 4982178 | 1 | 09/09/2019 | Customer Dispute | Denied | $8,806.00 | $0.00 | See FINRA Report |
| Phillip Sherdan Ferguson | 1094898 | 2 | 01/13/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marc Hadley Pershan | 1978954 | 1 | 07/07/2014 | Customer Dispute | Denied | $29,374.00 | $0.00 | See FINRA Report |
| Matthew Edward Pohl | 4637849 | 1 | 01/21/2011 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Iris Gallego | 4360416 | 1 | 01/10/2011 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| David Zachary Chesir | 4474320 | 1 | 07/06/2009 | Customer Dispute | Denied | $21,975,000.00 | $0.00 | See FINRA Report |
| Phillip Sherdan Ferguson | 1094898 | 2 | 01/26/1994 | Customer Dispute | Settled | $21,560.00 | $0.00 | See FINRA Report |