Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Evan Davis | 3150752 | 1 | 11/17/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Vincent Pressimone | 5003934 | 2 | 03/16/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Michael Smith | 2496515 | 3 | 08/16/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Michael Smith | 2496515 | 3 | 06/26/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Jerome Seiler | 2894824 | 1 | 10/28/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |