Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Charles Zelie | 6417742 | 7 | 06/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse M Reed | 6365149 | 1 | 06/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erick Hoyer | 2479998 | 1 | 06/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Charles Zelie | 6417742 | 7 | 01/14/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nicholas Charles Zelie | 6417742 | 7 | 01/14/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nicholas Charles Zelie | 6417742 | 7 | 01/14/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nicholas Charles Zelie | 6417742 | 7 | 01/14/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| David Stanley Kovach | 2069842 | 2 | 11/25/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David Alan Willett | 6184005 | 1 | 03/14/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Stanley Kovach | 2069842 | 2 | 03/06/2014 | Customer Dispute | Settled | $449,146.00 | $0.00 | See FINRA Report |