Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffery Hal Stroman | 1107272 | 1 | 12/07/2011 | Customer Dispute | Pending | $2,520,600.00 | $0.00 | See FINRA Report |
| Joseph Parker Mitchell | 5162465 | 1 | 05/20/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Bowden Wilkins | 2546528 | 1 | 10/28/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christian Graham Nallenweg | 5245665 | 1 | 04/09/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Kay Armstrong | 4639892 | 1 | 06/30/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |