Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Maryann Elizabeth Sievila Dahl | 7450934 | 2 | 04/25/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Maryann Elizabeth Sievila Dahl | 7450934 | 2 | 01/01/2015 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
Eric Herbert Schoenstein | 4783162 | 1 | 04/27/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |