Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Michael Leftwich | 7449256 | 1 | 09/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roger Allen Hubley | 251984 | 2 | 05/09/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roger Allen Hubley | 251984 | 2 | 01/17/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |