Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tradier Brokerage, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael John Sweeney | 7454257 | 1 | 05/31/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Christopher Bender | 2650187 | 1 | 08/27/2018 | Customer Dispute | Settled | $52,783.00 | $0.00 | See FINRA Report |
| Stefan Joseph McVeigh | 5426880 | 1 | 09/27/2011 | Customer Dispute | Settled | $1,011.00 | $0.00 | See FINRA Report |