Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Andrew Toth | 1239543 | 2 | 04/08/2002 | Customer Dispute | Award / Judgment | $1,400,000.00 | $464,514.00 | See FINRA Report |
| Thomas Andrew Toth | 1239543 | 2 | 04/06/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |