Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Jay Wiesmann | 1063641 | 2 | 10/07/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Mills Hay | 868391 | 2 | 08/14/2002 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Michael Jay Wiesmann | 1063641 | 2 | 09/16/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Mills Hay | 868391 | 2 | 02/25/1992 | Customer Dispute | Settled | $46,000.00 | $0.00 | See FINRA Report |