Our Staff has compiled our research into a database of FINRA Broker Disclosures for Caldwell Sutter Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Michael Ducote | 72548 | 1 | 01/15/1990 | Customer Dispute | Award / Judgment | $200,000.00 | $188,858.00 | See FINRA Report |