Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Hunter Garbutt | 852029 | 2 | 03/22/2011 | Customer Dispute | Settled | $291,228.00 | $0.00 | See FINRA Report |
| Mark Thomas Sumsion | 1812582 | 3 | 03/22/2011 | Customer Dispute | Settled | $291,228.00 | $0.00 | See FINRA Report |
| Scott Hunter Garbutt | 852029 | 2 | 10/29/2010 | Customer Dispute | Settled | $840,739.00 | $0.00 | See FINRA Report |
| Mark Thomas Sumsion | 1812582 | 3 | 10/29/2010 | Customer Dispute | Settled | $840,739.00 | $0.00 | See FINRA Report |
| Mark Thomas Sumsion | 1812582 | 3 | 11/17/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |