Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Keith Mann | 318870 | 7 | 12/07/2011 | Customer Dispute | Denied | $51,384.00 | $0.00 | See FINRA Report |
| Frank Dennis Pietroski | 1863693 | 1 | 12/07/2011 | Customer Dispute | Denied | $51,384.00 | $0.00 | See FINRA Report |
| Robert Keith Mann | 318870 | 7 | 09/27/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Keith Mann | 318870 | 7 | 10/15/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Keith Mann | 318870 | 7 | 05/31/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Keith Mann | 318870 | 7 | 05/30/2002 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Robert Keith Mann | 318870 | 7 | 06/21/2001 | Customer Dispute | Settled | $850,287.00 | $0.00 | See FINRA Report |
| Robert Keith Mann | 318870 | 7 | 12/20/1999 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |