Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Anthony Schafer | 6486284 | 1 | 07/30/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Danton Kent Troyer | 5024960 | 1 | 01/03/2022 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Margaret Lee McKinney | 6790816 | 1 | 09/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nikelle Lakisha Turner | 6879813 | 1 | 03/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Bineau | 6757590 | 1 | 05/24/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Sprott Cousins | 6596040 | 1 | 03/27/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kristi Borglum | 6393927 | 1 | 04/26/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Logan Finerty | 1487259 | 2 | 02/10/2004 | Customer Dispute | Settled | $197,139.00 | $0.00 | See FINRA Report |
| Steven Logan Finerty | 1487259 | 2 | 09/21/2001 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Andrew Kristian Kelsen | 1517644 | 1 | 02/28/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |