Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capital Brokerage Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Patrick Anderson Lee | 2688550 | 1 | 04/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Brandy Lynne Stewart | 6150558 | 3 | 01/11/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Andrew David Weaver | 7172667 | 1 | 12/03/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Brandy Lynne Stewart | 6150558 | 3 | 09/06/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Brandy Lynne Stewart | 6150558 | 3 | 04/09/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |