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FINRA Broker Disclosures for Capital Brokerage Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capital Brokerage Corporation. Search or filter the database to find more about a specific broker.

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Displaying 5 out of 5 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Patrick Anderson Lee2688550104/22/2015FinancialFinal$0.00$0.00See FINRA Report
Brandy Lynne Stewart6150558301/11/2010Judgment / Lien$0.00$0.00See FINRA Report
Andrew David Weaver7172667112/03/2008CriminalFinal Disposition$0.00$0.00See FINRA Report
Brandy Lynne Stewart6150558309/06/2006CriminalFinal Disposition$0.00$0.00See FINRA Report
Brandy Lynne Stewart6150558304/09/2002CriminalFinal Disposition$0.00$0.00See FINRA Report

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