Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradford Taylor Hardy | 5988282 | 1 | 11/10/2020 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| James Harrison Randall | 7033271 | 1 | 08/14/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Kenneth Burdick | 3002868 | 4 | 01/14/2009 | Customer Dispute | Settled | $16,804.00 | $0.00 | See FINRA Report |
| Patrick Kenneth Burdick | 3002868 | 4 | 04/25/2008 | Customer Dispute | Settled | $145,000.00 | $0.00 | See FINRA Report |
| Patrick Kenneth Burdick | 3002868 | 4 | 04/04/2008 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Patrick Kenneth Burdick | 3002868 | 4 | 03/17/2008 | Customer Dispute | Closed-No Action | $8,869.25 | $0.00 | See FINRA Report |
| George Anderson Brown | 2719984 | 1 | 04/26/2000 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |