Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leon Okurowski | 351799 | 1 | 01/19/1994 | Customer Dispute | Settled | $284,997.00 | $0.00 | See FINRA Report |
| Willard Lee Umphrey | 451556 | 3 | 09/14/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Willard Lee Umphrey | 451556 | 3 | 05/29/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Willard Lee Umphrey | 451556 | 3 | 07/05/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |