Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Charles Alt | 1708680 | 1 | 02/01/1995 | Customer Dispute | Award / Judgment | $6,400.00 | $6,400.00 | See FINRA Report |
| Lakisha Kawon Brown | 5831038 | 1 | 11/28/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nathan Munro | 5912317 | 2 | 11/27/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leslie Charles Smith | 1803943 | 2 | 01/14/1994 | Customer Dispute | Award / Judgment | $417.50 | $417.50 | See FINRA Report |
| April Marie Meyers | 4632369 | 1 | 11/26/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Irving Hill | 1749507 | 1 | 03/18/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rockie Joe Sanders | 2262224 | 1 | 01/28/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Philip Hewko | 3158481 | 3 | 01/01/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Alexander Gregerson | 2637409 | 1 | 06/27/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leslie Charles Smith | 1803943 | 2 | 01/08/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |