Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charlene Ebert Wehring | 2826107 | 1 | 05/19/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan Paul Fischer | 6107779 | 2 | 04/30/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott David Shrader | 2782420 | 1 | 04/16/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frederick Paul Cardinale | 2566322 | 1 | 04/08/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronnie Joseph Labarbera | 2138884 | 2 | 02/16/2010 | Customer Dispute | Award / Judgment | $16,452.00 | $0.00 | See FINRA Report |
| Robert Jeffrey Johnston | 2828033 | 1 | 02/12/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Cresap Swigert | 1686025 | 2 | 10/05/2009 | Customer Dispute | Denied | $22,837.00 | $0.00 | See FINRA Report |
| Brian Couzens | 4688389 | 1 | 08/26/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patricia Ann Flagg | 3151931 | 1 | 08/24/2009 | Customer Dispute | Denied | $60,159.00 | $0.00 | See FINRA Report |
| William Franklin Richardson | 721293 | 7 | 07/29/2009 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |