Potomac Analytics' Logo

FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 71-80 out of 84 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Thomas Lyle Kehoe3004150101/25/2005Customer DisputeSettled$325,000.00$0.00See FINRA Report
Richard Craig Kasprak837176212/20/2004Customer DisputeSettled$14,000.00$0.00See FINRA Report
Stuart Stein1135575211/18/2003Customer DisputeSettled$25,440.00$0.00See FINRA Report
Larry David Farish2097275304/03/2003Customer DisputeSettled$56,371.00$0.00See FINRA Report
Anthony Sebastian Mossa2368130102/14/2003Customer DisputeSettled$20,595.00$0.00See FINRA Report
Elizabeth Scafa4039425101/03/2003Customer DisputeSettled$22,000.00$0.00See FINRA Report
Scot Patrick Sageser2390418109/23/2002Customer DisputeSettled$90,000.00$0.00See FINRA Report
Raymond Boyd Wilshire2012206108/20/2002Customer DisputeSettled$8,800.00$0.00See FINRA Report
Ali Kazemi1546765309/12/2000Customer DisputeSettled$6,717.00$0.00See FINRA Report
Edward Joseph Ryan2270069103/21/2000Customer DisputeSettled$0.00$0.00See FINRA Report

84 Results

Display: