Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Thomas Lyle Kehoe | 3004150 | 1 | 01/25/2005 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
Richard Craig Kasprak | 837176 | 2 | 12/20/2004 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
Stuart Stein | 1135575 | 2 | 11/18/2003 | Customer Dispute | Settled | $25,440.00 | $0.00 | See FINRA Report |
Larry David Farish | 2097275 | 3 | 04/03/2003 | Customer Dispute | Settled | $56,371.00 | $0.00 | See FINRA Report |
Anthony Sebastian Mossa | 2368130 | 1 | 02/14/2003 | Customer Dispute | Settled | $20,595.00 | $0.00 | See FINRA Report |
Elizabeth Scafa | 4039425 | 1 | 01/03/2003 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
Scot Patrick Sageser | 2390418 | 1 | 09/23/2002 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
Raymond Boyd Wilshire | 2012206 | 1 | 08/20/2002 | Customer Dispute | Settled | $8,800.00 | $0.00 | See FINRA Report |
Ali Kazemi | 1546765 | 3 | 09/12/2000 | Customer Dispute | Settled | $6,717.00 | $0.00 | See FINRA Report |
Edward Joseph Ryan | 2270069 | 1 | 03/21/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |