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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 41-50 out of 84 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Berge Avedisian2750210208/22/2013Customer DisputeSettled$200,000.00$0.00See FINRA Report
Michael Wayne Long3005659107/25/2013Customer DisputeSettled$25,000.00$0.00See FINRA Report
Patrick Francis Cusick5312345307/24/2013Customer DisputeSettled$10,000.00$0.00See FINRA Report
Jay Lindsay Geaslen2124281303/25/2013Customer DisputeSettled$0.00$0.00See FINRA Report
Ahmad Bashir Husami2362818110/25/2012Customer DisputeSettled$600,000.00$0.00See FINRA Report
Michael Vincent Milillo4990056303/15/2012Customer DisputeSettled$13,207.00$0.00See FINRA Report
Mark Allen Hyma1900119211/22/2011Customer DisputeSettled$1,550,000.00$0.00See FINRA Report
John Anthony Culhane2832566108/09/2011Customer DisputeSettled$664,869.00$0.00See FINRA Report
Dana Eric Weddle2847400107/05/2011Customer DisputeSettled$54,475.00$0.00See FINRA Report
Steven Joseph Musser2152088206/16/2011Customer DisputeSettled$7,000.00$0.00See FINRA Report

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