Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sandeep Varma | 1926613 | 3 | 03/05/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Robert McConnell | 4043109 | 1 | 06/27/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard A Angott | 2910271 | 1 | 01/26/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Marvin Dowdy | 1275473 | 1 | 09/25/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Irving Hill | 1749507 | 1 | 03/18/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rockie Joe Sanders | 2262224 | 1 | 01/28/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Philip Hewko | 3158481 | 3 | 01/01/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |