Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Joseph Demarco | 4374829 | 2 | 02/05/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pamela Jean Gilkey Slatten | 5045460 | 2 | 11/07/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roderick Renard Washington | 4378254 | 3 | 06/02/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gail Annette Barnes | 4576929 | 2 | 10/25/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roderick Renard Washington | 4378254 | 3 | 05/30/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce A Troutman | 4885745 | 3 | 03/23/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce A Troutman | 4885745 | 3 | 02/16/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Samuel Ray Davis | 1612429 | 1 | 10/23/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce A Troutman | 4885745 | 3 | 06/26/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |