Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Roy Triplett | 2953823 | 2 | 01/05/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pamela Joelle Soult | 4510465 | 1 | 06/24/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ahmed H Zaki | 1776881 | 2 | 02/06/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Philip Hewko | 3158481 | 3 | 09/19/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roseann Cretella | 4457517 | 2 | 08/11/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roderick Renard Washington | 4378254 | 3 | 03/28/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David W Briley | 4108428 | 1 | 11/29/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roseann Cretella | 4457517 | 2 | 11/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Walter Lindberg | 2302803 | 1 | 06/08/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pamela Jean Gilkey Slatten | 5045460 | 2 | 07/08/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |