Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Moore Huggett | 5962683 | 1 | 02/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Salvatore Di Fazio | 4608571 | 1 | 11/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carmen J Memoli | 3053629 | 1 | 10/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |