Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jordan Ross Rudick | 7625295 | 1 | 10/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christeen Seymour | 7313540 | 2 | 10/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christeen Seymour | 7313540 | 2 | 09/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Pat Mullen | 6394573 | 6 | 09/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory David Vasher | 3058790 | 1 | 08/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Smith | 7058713 | 1 | 07/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brad Matthew Allphin | 7284923 | 3 | 02/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wade S Dillman | 6219382 | 1 | 02/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Charles McClellan | 2145884 | 2 | 01/02/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brad Matthew Allphin | 7284923 | 3 | 11/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |