Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| April Marie Meyers | 4632369 | 1 | 11/26/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Alexander Gregerson | 2637409 | 1 | 06/27/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leslie Charles Smith | 1803943 | 2 | 01/08/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Edward McGuinnis | 2632827 | 1 | 08/20/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Joseph Demarco | 4374829 | 2 | 05/05/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Philip Teller | 4711589 | 1 | 04/27/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Hanna | 3088838 | 2 | 01/24/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Antonios Kwangyun Lee | 1762212 | 2 | 05/02/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jack Bruce Murad | 3162030 | 1 | 06/09/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Linda Cruz | 6268047 | 1 | 08/27/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |