Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Ariola | 2143300 | 1 | 05/16/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Atabu Erastus Otobo | 5409403 | 1 | 09/20/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Larry Milton Ware | 3053841 | 3 | 12/15/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Archibald William McMichael | 2997111 | 3 | 12/12/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Couzens | 4688389 | 1 | 08/26/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Robert Buiter | 2768296 | 2 | 03/20/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew John Fox | 5101479 | 2 | 11/01/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andree Adelle Bidart Rose | 4248903 | 1 | 10/24/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ali Kazemi | 1546765 | 3 | 11/01/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Robert Picerno | 1286500 | 1 | 02/01/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |