Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Adam Monheit | 4586091 | 1 | 07/13/2022 | Customer Dispute | Denied | $51,000.00 | $0.00 | See FINRA Report |
| Michael Lee Escobar | 5743023 | 2 | 02/18/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Patrick Cary Day | 5672586 | 1 | 01/26/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Neil Gerson Schmerling | 4075729 | 1 | 12/06/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Saul Adam Stephens | 2956457 | 1 | 04/06/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Wayne Downing | 2620904 | 1 | 02/26/2021 | Customer Dispute | Denied | $13,352.00 | $0.00 | See FINRA Report |
| Charles Bedingfield Lanier | 1346764 | 1 | 02/16/2021 | Customer Dispute | Denied | $80,545.00 | $0.00 | See FINRA Report |
| Berge Avedisian | 2750210 | 2 | 08/31/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dustin Kyle Gersch | 4837908 | 1 | 04/06/2020 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Frank J Calise | 3022262 | 2 | 01/27/2020 | Customer Dispute | Denied | $142,250.00 | $0.00 | See FINRA Report |