Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Berge Avedisian | 2750210 | 2 | 08/31/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lisa Sue Jackson | 4040674 | 1 | 08/18/2020 | Customer Dispute | Settled | $145,000.00 | $0.00 | See FINRA Report |
| William Franklin Richardson | 721293 | 7 | 06/09/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Keith Wayne Patterson | 2131574 | 7 | 06/09/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dustin Kyle Gersch | 4837908 | 1 | 04/06/2020 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Frank J Calise | 3022262 | 2 | 01/27/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Frank J Calise | 3022262 | 2 | 01/27/2020 | Customer Dispute | Denied | $142,250.00 | $0.00 | See FINRA Report |
| Timothy Joseph Clark | 4479035 | 1 | 01/09/2020 | Customer Dispute | Denied | $42,000.00 | $0.00 | See FINRA Report |
| Alan Michael Gnoinski | 4416094 | 2 | 01/07/2020 | Customer Dispute | Closed-No Action | $48,933.90 | $0.00 | See FINRA Report |
| Douglas Paul Stephenson | 3071193 | 1 | 05/28/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |