Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Virgil Arthur Biggs | 1755904 | 2 | 12/06/2021 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Neil Gerson Schmerling | 4075729 | 1 | 12/06/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Keith Wayne Patterson | 2131574 | 7 | 08/05/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Keith Wayne Patterson | 2131574 | 7 | 05/21/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Saul Adam Stephens | 2956457 | 1 | 04/06/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Wayne Downing | 2620904 | 1 | 02/26/2021 | Customer Dispute | Denied | $13,352.00 | $0.00 | See FINRA Report |
| Charles Bedingfield Lanier | 1346764 | 1 | 02/16/2021 | Customer Dispute | Denied | $80,545.00 | $0.00 | See FINRA Report |
| Brian Timothy Stephens | 2777382 | 1 | 01/03/2021 | Customer Dispute | Settled | $351,000.00 | $0.00 | See FINRA Report |
| Peter Alan Billingham | 1831074 | 1 | 12/09/2020 | Customer Dispute | Settled | $59,815.00 | $0.00 | See FINRA Report |
| William Kyle Brownlee | 3254746 | 2 | 09/24/2020 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |