Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles William Somers | 4601493 | 1 | 04/26/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jay Lindsay Geaslen | 2124281 | 3 | 03/25/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Clay Smith | 2399310 | 1 | 01/10/2013 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Dylan Gregory Levey | 4297808 | 2 | 11/27/2012 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Ahmad Bashir Husami | 2362818 | 1 | 10/25/2012 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Elinos Alton Whitlock | 2391313 | 1 | 06/19/2012 | Customer Dispute | Award / Judgment | $35,531.90 | $26,600.00 | See FINRA Report |
| Michael Vincent Milillo | 4990056 | 3 | 03/15/2012 | Customer Dispute | Settled | $13,207.00 | $0.00 | See FINRA Report |
| George Lang | 4208233 | 1 | 01/20/2012 | Customer Dispute | Denied | $18,865.00 | $0.00 | See FINRA Report |
| Mark Allen Hyma | 1900119 | 2 | 11/22/2011 | Customer Dispute | Settled | $1,550,000.00 | $0.00 | See FINRA Report |
| John Anthony Culhane | 2832566 | 1 | 08/09/2011 | Customer Dispute | Settled | $664,869.00 | $0.00 | See FINRA Report |