Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Anthony Dondero | 5490916 | 2 | 10/23/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Paul Larsen | 5498397 | 1 | 11/07/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian M Sauers | 6375587 | 1 | 06/10/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Thomas Winn | 4205077 | 2 | 10/19/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Francis Cusick | 5312345 | 3 | 10/15/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nathan Ryan Bitner | 5467284 | 1 | 01/13/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Samuels | 6023160 | 1 | 08/22/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Lee Cluck | 6789360 | 1 | 05/18/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lakisha Kawon Brown | 5831038 | 1 | 11/28/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nathan Munro | 5912317 | 2 | 11/27/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |