Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank J Bodi | 1107838 | 14 | 07/12/2010 | Customer Dispute | Settled | $157,046.00 | $0.00 | See FINRA Report |
| Frank J Bodi | 1107838 | 14 | 06/26/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Frank J Bodi | 1107838 | 14 | 01/22/2002 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Frank J Bodi | 1107838 | 14 | 01/22/2002 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Daniel Patrick O'Halloran | 1391521 | 1 | 09/05/2000 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Frank J Bodi | 1107838 | 14 | 07/08/1997 | Customer Dispute | Settled | $89,000.00 | $0.00 | See FINRA Report |
| Frank J Bodi | 1107838 | 14 | 04/28/1997 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |