Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Daniel Brick | 4207886 | 1 | 01/23/2002 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Jerome Bruce Liebstein | 2754767 | 1 | 10/02/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Monica Nicole Striplin | 5038202 | 1 | 02/02/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Raymond Palmer | 2546710 | 2 | 08/04/1999 | Customer Dispute | Denied | $5,625.00 | $0.00 | See FINRA Report |
| Javier Enrique Lucero | 5417803 | 1 | 01/25/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Raymond Palmer | 2546710 | 2 | 10/09/1998 | Customer Dispute | Closed-No Action | $13,392.00 | $0.00 | See FINRA Report |
| Marcus Delwin Dusenbury | 3081199 | 2 | 03/01/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Spencer Douglas Crow | 5819393 | 1 | 08/23/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Juan Carlos Suarez | 2101109 | 2 | 11/20/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Ann MacCannon | 5670597 | 1 | 09/30/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |