Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Carlos Suarez | 2101109 | 2 | 12/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel R Humphrey Jr | 5015590 | 2 | 04/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel R Humphrey Jr | 5015590 | 2 | 03/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ho Young Lee | 6711825 | 1 | 12/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Dominic Woryn | 4649737 | 2 | 10/31/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jesse Alan Wilson | 2932213 | 1 | 12/26/2013 | Customer Dispute | Settled | $285,000.00 | $0.00 | See FINRA Report |
| Michael James Gavin | 1816450 | 1 | 05/07/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick J Greenlaw | 6380356 | 1 | 01/05/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Loran Scott Coffman | 1678917 | 4 | 12/15/2011 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Marcus Delwin Dusenbury | 3081199 | 2 | 10/11/2011 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |