Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua A Tanata | 6218164 | 2 | 11/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Jergens | 4770771 | 3 | 01/16/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Grant D Walker | 7554788 | 1 | 09/15/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Jergens | 4770771 | 3 | 07/31/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Markeith Anthoni Rowley | 4163141 | 1 | 07/14/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alvin Keith Crosby | 5412764 | 1 | 03/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Jergens | 4770771 | 3 | 03/02/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua A Tanata | 6218164 | 2 | 11/21/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert M Aceves | 5648811 | 1 | 08/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Thomas Truex | 2524122 | 1 | 05/02/2016 | Customer Dispute | Denied | $12,675.00 | $0.00 | See FINRA Report |