Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel R Humphrey Jr | 5015590 | 2 | 03/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ho Young Lee | 6711825 | 1 | 12/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Dominic Woryn | 4649737 | 2 | 10/31/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |