Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron Joseph Haley | 2985590 | 1 | 10/11/2002 | Customer Dispute | Denied | $22,449.00 | $0.00 | See FINRA Report |
| Paul Daniel Brick | 4207886 | 1 | 01/23/2002 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Mark Raymond Palmer | 2546710 | 2 | 08/04/1999 | Customer Dispute | Denied | $5,625.00 | $0.00 | See FINRA Report |