Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Loran Scott Coffman | 1678917 | 4 | 04/18/2008 | Customer Dispute | Withdrawn | $133,500.00 | $0.00 | See FINRA Report |
| Aaron Christian Mulvaney | 2383085 | 1 | 04/04/2008 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Ashley Sheena Zephir | 4774673 | 1 | 08/07/2007 | Customer Dispute | Denied | $6,130.00 | $0.00 | See FINRA Report |
| Octavio Saenz Torres | 2517804 | 2 | 09/22/2006 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Jeanne Gonyer Baldwin | 2750578 | 2 | 09/01/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeanne Gonyer Baldwin | 2750578 | 2 | 06/16/2004 | Customer Dispute | Settled | $153,614.00 | $0.00 | See FINRA Report |
| Matthew Dominic Woryn | 4649737 | 2 | 06/15/2004 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Christopher Colon | 2877142 | 5 | 02/17/2004 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Aaron Joseph Haley | 2985590 | 1 | 10/11/2002 | Customer Dispute | Denied | $22,449.00 | $0.00 | See FINRA Report |
| Aaron Ray Rowe | 4054936 | 1 | 08/08/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |