Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Joseph Colleran | 3195675 | 1 | 10/08/2010 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Howard Dale Erman | 1055245 | 1 | 09/23/2010 | Customer Dispute | Settled | $6,193.75 | $0.00 | See FINRA Report |
| Shawn David Keller | 2286581 | 1 | 07/20/2010 | Customer Dispute | Denied | $9,700.00 | $0.00 | See FINRA Report |
| Loran Scott Coffman | 1678917 | 4 | 06/21/2010 | Customer Dispute | Closed-No Action | $1,500,000.00 | $0.00 | See FINRA Report |
| Mark Brian Digiovanni | 2252503 | 1 | 04/23/2010 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Douglas Bradley Custer | 2423737 | 1 | 01/15/2010 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Darrin Richard Wolff | 2401672 | 1 | 11/17/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Peter Charles Holliday | 4594849 | 1 | 02/23/2009 | Customer Dispute | Closed-No Action | $15,236.00 | $0.00 | See FINRA Report |
| Octavio Saenz Torres | 2517804 | 2 | 12/11/2008 | Customer Dispute | Closed-No Action | $25,220.00 | $0.00 | See FINRA Report |
| Raymond Ferngren | 4179863 | 1 | 10/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |