Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sanford C. Bernstein & Co., LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Brad Underkofler | 4599035 | 8 | 11/15/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey S Wiesenfeld | 4240722 | 2 | 03/28/2008 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Robert Anthony Westropp | 814048 | 2 | 03/24/2008 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |
| Jonathan Brad Underkofler | 4599035 | 8 | 04/25/2006 | Customer Dispute | Settled | $7,204.00 | $0.00 | See FINRA Report |
| Jonathan Brad Underkofler | 4599035 | 8 | 06/24/2005 | Customer Dispute | Denied | $20,607.00 | $0.00 | See FINRA Report |
| Joseph Clay Merrick | 4135917 | 1 | 09/13/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kurt Jasin | 7409453 | 1 | 01/05/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jon Everett Heisler | 4389336 | 1 | 04/01/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |