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FINRA Broker Disclosures for Sanford C. Bernstein & Co., LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sanford C. Bernstein & Co., LLC. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 30 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jonathan Brad Underkofler4599035809/08/2009Customer DisputeSettled$19,000.00$0.00See FINRA Report
Joaquin Dulitzky2919275307/24/2009Customer DisputeSettled$0.00$0.00See FINRA Report
M. Joseph Robinson1596082306/22/2009Customer DisputeSettled$400,000.00$0.00See FINRA Report
Jonathan Brad Underkofler4599035801/26/2009Customer DisputeSettled$140,000.00$0.00See FINRA Report
Jonathan Brad Underkofler4599035801/16/2009Customer DisputeDenied$27,871.30$0.00See FINRA Report
Jonathan Brad Underkofler4599035811/15/2008Customer DisputeSettled$5,000.00$0.00See FINRA Report
Jeffrey S Wiesenfeld4240722203/28/2008Customer DisputeSettled$250,000.00$0.00See FINRA Report
Robert Anthony Westropp814048203/24/2008Customer DisputeClosed-No Action$300,000.00$0.00See FINRA Report
Jonathan Brad Underkofler4599035804/25/2006Customer DisputeSettled$7,204.00$0.00See FINRA Report
Jonathan Brad Underkofler4599035806/24/2005Customer DisputeDenied$20,607.00$0.00See FINRA Report

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