Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dinosaur Financial Group, L.L.C. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Edward Francis Coyle | 1257412 | 1 | 01/01/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kenneth William Garvey | 502484 | 3 | 11/04/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Marc Reuben Rappaport | 1929619 | 1 | 10/15/1990 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Peter James Blatchford | 1040987 | 2 | 09/21/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Robert Gerard Feeney | 1665401 | 2 | 07/29/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michael Edward Phelan | 1665400 | 1 | 05/12/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Carlton Perry Fletcher | 2455798 | 5 | 09/06/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |