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FINRA Broker Disclosures for Dinosaur Financial Group, L.L.C

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dinosaur Financial Group, L.L.C. Search or filter the database to find more about a specific broker.

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Displaying 31-37 out of 37 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Edward Francis Coyle1257412101/01/1992CriminalFinal Disposition$0.00$0.00See FINRA Report
Kenneth William Garvey502484311/04/1991RegulatoryFinal$0.00$0.00See FINRA Report
Marc Reuben Rappaport1929619110/15/1990Customer DisputeSettled$0.00$0.00See FINRA Report
Peter James Blatchford1040987209/21/1990RegulatoryFinal$0.00$0.00See FINRA Report
Robert Gerard Feeney1665401207/29/1976CriminalFinal Disposition$0.00$0.00See FINRA Report
Michael Edward Phelan1665400105/12/1976CriminalFinal Disposition$0.00$0.00See FINRA Report
Carlton Perry Fletcher2455798509/06/1975CriminalFinal Disposition$0.00$0.00See FINRA Report

37 Results

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