Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dinosaur Financial Group, L.L.C. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Manuel Nmn Choy | 4464917 | 2 | 02/01/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Jay Shapiro | 1104658 | 3 | 01/23/2008 | Customer Dispute | Settled | $230,000.00 | $0.00 | See FINRA Report |
| John Charles Dixon | 1572303 | 7 | 01/01/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Todd Mayer | 2640631 | 2 | 02/03/2003 | Customer Dispute | Settled | $155,484.00 | $0.00 | See FINRA Report |
| Carlton Perry Fletcher | 2455798 | 5 | 06/07/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carlton Perry Fletcher | 2455798 | 5 | 08/09/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carlton Perry Fletcher | 2455798 | 5 | 08/07/2000 | Customer Dispute | Award / Judgment | $30,244.00 | $10,000.00 | See FINRA Report |
| Carlton Perry Fletcher | 2455798 | 5 | 01/31/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Jay Shapiro | 1104658 | 3 | 04/06/1999 | Customer Dispute | Settled | $38,432.00 | $0.00 | See FINRA Report |
| Lore Marie Gordon | 1603850 | 2 | 10/28/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |