Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dinosaur Financial Group, L.L.C. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Todd Mayer | 2640631 | 2 | 09/23/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Henry Chiappone | 728092 | 1 | 09/23/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip S. Rabinovich | 3232299 | 1 | 09/23/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Charles Dixon | 1572303 | 7 | 01/01/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Charles Dixon | 1572303 | 7 | 01/01/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Charles Dixon | 1572303 | 7 | 10/02/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lore Marie Gordon | 1603850 | 2 | 11/29/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Jay Shapiro | 1104658 | 3 | 09/25/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Charles Dixon | 1572303 | 7 | 01/01/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Manuel Nmn Choy | 4464917 | 2 | 02/01/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |