Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneva Stock, L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Crowley Williams | 1135589 | 1 | 03/15/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Robert Silverman | 2346095 | 1 | 03/15/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Thomas Pultz | 2631238 | 1 | 04/30/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |