Our Staff has compiled our research into a database of FINRA Broker Disclosures for Colorado Financial Service Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Lowell Moskowitz | 1302184 | 4 | 10/13/2000 | Customer Dispute | Award / Judgment | $700,000.00 | $100,000.00 | See FINRA Report |
| Mark Lowell Moskowitz | 1302184 | 4 | 09/29/2000 | Customer Dispute | Settled | $40,771.00 | $0.00 | See FINRA Report |
| Victor Alan Lessinger | 830821 | 6 | 10/28/1999 | Customer Dispute | Award / Judgment | $135,000.00 | $42,295.00 | See FINRA Report |
| Victor Alan Lessinger | 830821 | 6 | 03/23/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Chester Joseph Hebert | 1678446 | 2 | 04/03/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ramin Joel Nezafatiazar | 1817973 | 2 | 12/22/1994 | Customer Dispute | Settled | $63,638.00 | $0.00 | See FINRA Report |
| Chester Joseph Hebert | 1678446 | 2 | 12/31/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John William Cooley | 1193065 | 1 | 11/30/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |